Compliance Analyst

A Compliance Analyst is required by a newly created joint venture between 2 industry heavyweights to assist the Compliance Director with the design and development of the new company’s compliance framework and also provide compliance support and regulatory advice to the business. The firm operates in the Consumer Credit arena and you can expect to split your time between the office in Maidenhead (2 days a week) and home (3 days a week).

Your responsibilities will include

• Assisting the Compliance Director in developing an annual activity plan outlining timings and high-level deliverables and delivering the plan in line with the prescribed timings
• Supporting the Compliance Director with regulatory reporting responsibilities
• Undertaking reviews in accordance with the agreed compliance plan, assessing the effectiveness of key conduct risks and regulatory control processes to assess delivery of intended business and regulatory outcomes, including adherence to regulatory and company standards
• Conducting compliance monitoring / testing activities
• Writing reports that present monitoring results, capturing findings and actions
• Maintaining up-to-date awareness of all relevant legislation and market best practices
• Working to continually refine business policies and processes and acting as internal ‘technical compliance expert’ within the organisation
• Providing compliance support with respect to any initiatives or development of new products or distribution channels
• Identifying risks, incidents and breaches in line with the company’s risk and compliance statement of responsibility and objectives, in accordance with company policies and department procedures

You will have experience in a generalist Compliance role within the Financial Services arena. Previous Consumer Credit experience along with CONC and DISP knowledge would be advantageous but is not essential. Strong communication and stakeholder management skills are a prerequisite for the role.


Salary:To £40k + bonus + benefits


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