Compliance Analysts

2 Compliance Analysts are required by a highly successful firm operating in the General Insurance arena to help ensure compliance of the business and all Appointed Representatives with all relevant regulations and legislation. These roles are based in Central London with the flexibility to split your time between home and the office. NO PREVIOUS COMPLIANCE EXPERIENCE IS REQUIRED – JUST INSURANCE KNOWLEDGE AND EXPERIENCE.

Reporting into the Compliance Manager, your responsibilities will include

• Assisting with the implementation and execution of the Compliance Monitoring Plan
• Assisting with regular oversight of the firm’s growing network of Appointed Representatives
• Reviewing all policies and procedures and assisting with their updating as and when required
• Reviewing financial promotions in line with ICOBS rules
• Assisting with the due diligence on new clients and partners and undertake compliance monitoring visits when required
• Reviewing conduct risk reporting forms and assist with the development of the risk framework

To be considered for these excellent opportunities you will have gained some operational experience within the insurance sector (General Insurance experience is preferred) and will ideally have an understanding of Appointed Representatives. You will preferably be working towards a relevant insurance qualification or at least have the desire to do so. Above all, you must have a genuine desire to establish a long-term career in compliance. Exceptional communication skills are a prerequisite for the role.


Salary:To £30k + bonus + benefits


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