Compliance Assurance Manager

Is this you?

Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or perhaps you feel undervalued in your current role and would prefer to join an employer that values and invests in its staff.

What you’ll be doing

You’ll be performing thematic and deep dive reviews across the business and across the entire customer journey, based on the latest FCA regulatory themes. You’ll use your investigative skills to identify and scope the impact of any Compliance and Conduct breaches, communicating your findings to a range of audiences.

Where you’ll be doing it

You’ll be working for a leading challenger Bank that believes in building trustworthy relationships with its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff.

And that means this could be just the start of a long and successful career for you with the Bank.

What you’ll need

You’ll have gained previous experience of conducting thematic reviews within the 2nd line Compliance operations of a Financial Services firm. Alternatively you may have gained audit experience, performing risk-based assurance reviews for Financial Services clients.

Either way, you’ll have developed a good understanding of FCA regulatory requirements, including one or more of MCOB, BCOBS, SYSC, PRIN and COCON.

What’s in it for you?

Aside of the career development opportunities outlined above, you’ll get to benefit from the Bank’s hybrid working model (3 days in the office, 2 days working from home per week) whilst also enjoying 28 days holiday per year (in addition to Bank Holidays).

And it’s a great place to work. Don’t just take my word for it – they’re one of The Sunday Times ‘Best 100 Companies to Work For’.

What next?

Click apply and send over your CV. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] telling me that you’re interested. We’ll pick it up from there.

Company:Challenger Bank

Location:West MidlandsWolverhampton

Workplace: Hybrid Working

Salary:To £55k + bonus + benefits


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