Compliance Consultant

A Compliance Consultant is required by a leading General Insurance broker network to promote and foster a strong compliance culture as well as provide robust compliance support and audit services to network members. The role will require you to visit member offices across Nottinghamshire, Lincolnshire and Cambridgeshire 1-2 days per week but is otherwise home based. There is a car allowance as part of the package.

Your responsibilities will include:

• Develop strong relationships with the Network Members through effective communication, efficient working methods and dedicated support
• Be a subject matter expert in relation to FCA general insurance requirements and associated regulatory regimes
• Deliver, within the timescales required, the required audits and visits allocated to the role
• Conduct audits of Members regulatory processes and systems and controls, clearly articulating matters of concern and recommended or required actions in reports to the Member
• Log and tracking to closure Member actions that pose significant risk to the Group, identified through either member audits, member visits or otherwise.
• Provide consultancy support to Members, through visits and or requests for compliance support, helping to embed a compliant culture within Network Members
• Provide guidance and support to Network Members on the key general insurance regulatory requirements.
• Have a working knowledge of FCA application, reporting and notification processes

You will be experienced in a Compliance role within the General Insurance arena. You will have an excellent working knowledge of FCA regulations impacting the insurance arena, whilst superior communication and stakeholder management skills are essential as are excellent presentation skills. A full driving licence is required for the role.


Salary:To £42k + car allowance


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