Compliance Consultant – Wealth Management & Private Banking

Are you working in a Compliance Consultancy but have become frustrated by a lack of autonomy? Or perhaps you don’t get the level of flexible working that you require?

Or maybe you recently left consultancy and moved in-house only to find that you miss the variety and pace of work?

Here’s your chance to put this right. You’ll be joining a business whose flat organisational structure means you’ll get plenty of autonomy in your role. You’ll also benefit from a high level of flexible working, meaning you only need to be in the office 1 day a week. And the work will always be highly varied and challenging.

You’ll be working for a highly successful international Compliance Consultancy that provides expert compliance advice and support across the Financial Services arena. You’ll join the Wealth & Private Banking team and use the knowledge and experience you’ve already accumulated to assist in the delivery of projects and regulatory solutions for clients involved in the distribution of investments – mainly wealth managers, stockbrokers, financial planners and private banks.

You’ll be working as the main point of contact for a portfolio of clients and will manage a variety of projects, often including multiple workstreams. This includes project planning, budgeting, scheduling, and resource management.

You’ll be providing high quality advice and support to clients on a wide variety of regulatory compliance matters including conducting regulatory reviews, delivering training sessions and workshops, assisting with authorisations and registrations and drafting policies and procedures.

In addition, you’ll be expected to help grow revenue through actively targeting new clients, leveraging existing client relationships to maximise opportunities for cross-selling and up-selling, preparing and presenting proposals to prospective clients and representing the firm at industry events.

You’ll be an experienced Consultant with a deep understanding of FCA regulations impacting the wealth management / financial planning arena. You’ll have a proven track record of translating regulatory rules and guidelines into meaningful, fit-for-purpose solutions for clients. You’ll also possess exceptional written and verbal communication skills as well as the ability to manage senior and executive stakeholders effectively.


Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] We’ll pick it up from there.

Company:Global Compliance Consultancy


Workplace: Hybrid Working

Salary:To £100k + benefits


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