Compliance Lead

A Compliance Lead is required by a market leading InsurTech as the business embarks upon a period of expansion both here in the UK and internationally. This will be the firm’s first dedicated Compliance hire and will evolve into a Head of Compliance position in due course. Please note that previous Compliance experience in a Retail Brokerage is essential for this role.

Your responsibilities will include

• Developing, maintaining and monitoring risk management controls, policies and procedures.
• Ensuring the group complies and adheres with relevant legal, regulatory and business requirements.
• Building out and embedding the use of data as part of risk and compliance processes (E.g. risk assessment and planning, continuous monitoring).
• Flagging information security deficiencies or opportunities for improvement and helping in the development of pragmatic solutions.
• Ensuring regular reporting on compliance status and progress
• Acting as Risk Champion supporting a culture of compliance.
• Building out working relationships with the exec and senior management team to raise risk and compliance awareness across the business

To be considered for this excellent opportunity you will be an experienced Compliance professional with Retail Brokerage experience (Commercial insurance preferred but not essential). Any previous experience of dealing with regulators from multiple jurisdictions is also desirable as would any previous Lloyd’s experience. You will have a proven track record of developing / improving Risk and Compliance frameworks, policies and procedures. In addition you will be experienced in successfully managing relationships with senior stakeholders and will also be comfortable operating in a highly hands-on capacity.


Salary:To £80k + benefits


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