Compliance Manager

Is it time to turbo charge your Insurance Compliance career?

Are you ambitious but frustrated with the lack of opportunities where you are? What if I told you that you could work for a Compliance Director who has been promoted 5 times in 5 years and that you could enjoy similar success?

Perhaps you’re looking for your first managerial appointment. Or perhaps you’re already a manager but know that you’ve got more to give.

Either way, you’ll certainly be kept busy in this newly created generalist Compliance role. You’ll manage a small team of 5, enhancing, monitoring and maintaining appropriate systems and controls to ensure the business and all its Appointed Representatives meet regulatory requirements.

You’ll oversee the Compliance Monitoring Plan for the firm and the AR network, providing meaningful MI to the Board. You’ll also provide Compliance advice at all levels across the business, responding to any appropriate documents published by the FCA, Lloyds of London and the FOS in relation to general insurance activities.

You’ll be working for a global leader in the insurance services arena, sitting within a close-knit, supportive team who split their time between the Central London office and working from home.

You’ll be keen to build on the Compliance experience you’ve gained to date within the General Insurance arena, and to fully utilise your technical knowledge of ICOBS regulations. You’ll also have experience of AR networks and of reviewing financial promotions.

In return you’ll have the opportunity to work for a young, dynamic Director who has shown just what’s possible within the business. They’ll invest time in your personal development to ensure that you can make the most of opportunities for progression within the team and the wider Group.

If you’re interested, then please click apply and send over your CV. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] telling me that you’re interested. We’ll pick it up from there.

Company:Leading Insurance Services Firm


Workplace: Hybrid Working

Salary:To £70k + benefits


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