Compliance Manager

A Compliance Manager is required by an early stage, ambitious insurer to take responsibility for all aspects of regulatory risk, compliance and data protection. This is a standalone, number 1 compliance role within the business. Candidates must live within a reasonable commute of the company’s Lancashire based office as the intention will be for the role to be office-based once feasible.

Reporting into the Managing Director, your responsibilities will include

• Providing advice and guidance to the Board and the wider business on FCA, PRA and data protection legislation
• Developing and managing the risk management framework
• Compliance monitoring
• Regulatory reporting
• Liaising with the FCA, PRA and the ICO
• Reviewing all financial promotions, ensuring compliance with relevant regulatory requirements
• Providing Compliance and Data Protection related training across the various business units

You will have extensive experience of working in a senior compliance role within the financial services arena and will have a deep understanding of FCA rules and handbooks. Any previous experience and/or technical knowledge of PRA regulatory requirements would be advantageous but is not essential. You must have the ability to analyse and interpret legislation and regulation, providing a clear summary of issues in a non-technical manner. You must also be familiar with working autonomously and in a hands-on manner. Excellent communication and stakeholder management skills are essential.

Location:LancashireNorth West

Salary:£45k - £60k + benefits


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