Is there a better place to work in the UK? Probably not.
That’s what this firm’s Glassdoor reviews, and score (4.8) suggest. In my 25 years in recruitment, I don’t think I’ve ever heard employees, past and present, talk so positively about any other organisation.
And this is your chance to find out first-hand.
You’ll be responsible for the planning and execution of the Compliance Monitoring Plan, evolving monitoring and assurance activities to maintain oversight of customer outcomes and regulatory compliance.
You’ll drive a data-led approach, identifying the data that provides the best insight into customer outcomes and the effectiveness of controls. You’ll execute reviews and provide expert advice on review scoping, testing and reporting.
Most importantly, you’ll monitor and report on the completion of remedial actions and validate their closure.
You’ll have strong Compliance Monitoring experience within an investment management business, possessing a good working knowledge of investment products and ideally pensions as well. You’ll also need to have a good understanding of CASS rules as well as the wider regulatory environment.
Interested?
Click apply.
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected]. We’ll pick it up from there.
