Compliance Monitoring Officer

Isn’t it time to join a business as ambitious as you are?

Have you reached a bit of a ceiling with your current employer? This is an opportunity to burst through the ceiling and take your career on to the next level.

You’ll be working for an established and ambitious FinTech with serious growth plans. They’re looking to double in size this year alone. And with such growth comes opportunities for your own personal development and career progression.

And that means this could be just the start of a long and successful career for you.

Reporting into the Head of Compliance, you’ll play a pivotal role in instilling a risk aware culture both internally and within their 3rd party network. You’ll use your Compliance Monitoring and/or Assurance experience to bolster the 1st line of defence, whilst also enhancing 2nd line controls and monitoring through the effective use of technology.

You’ll own and improve the firm’s 3rd party compliance due diligence processes and support the roll-out of compliance training enhancements for the network.

As well as experience in a Compliance Monitoring / Assurance role, you’ll ideally have experience of working with a network of Appointed Representatives. Any previous experience of financial promotions approval would also be of interest.

What next?

Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] We’ll pick it up from there.

Company:Established, ambitious FinTech


Workplace: Hybrid Working

Salary:£50k - £60k + benefits


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