Compliance Monitoring Officer – Corporate Banking

A Compliance Monitoring Officer is required by the Corporate Banking arm of a highly respected Financial Services provider to support the Head of Compliance with all compliance and risk control framework activities across the business.

In this 2nd Line of Defence role, your responsibilities will include

• Providing guidance, advice and support to 1st LoD, ensuring compliance with policies and procedures.
• Providing support with horizon scanning activities (external and internal), ensuring that all legislative and regulatory changes are identified, with appropriate actions implemented in a proportionate and timely manner.
• Providing support with the implementation of the annual testing and monitoring plans.
• Preparing accurate and comprehensive reports in a timely manner detailing key findings, identifying any systemic risk issues and common themes.
• Helping to ensure rigorous oversight and control of the Risk function.
• Supporting the maintenance and timely review of all allocated policies and procedures consistent with risk appetite.

You will be an experienced Compliance professional with experience of Compliance Monitoring who has previously worked in the Corporate Banking arena. Previous experience of designing and implementing monitoring programmes would be advantageous. You must have strong analytical skills and attention to detail and have the ability to communicate effectively across all levels of an organisation.


Salary:£38k - £47k + bonus + benefits


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