Compliance Monitoring Officer – FinTech

A Compliance Monitoring Officer is required by a FinTech scale-up operating in the business lending arena. This is a newly created role based in London but has the flexibility to work from home 2-3 days a week.

Reporting into the Head of Compliance, the responsibilities will include

• Implementing and reporting on the Compliance Monitoring Plan
• Delivering compliance monitoring across the business and managing remedial actions
• Managing risk assessments and other oversight activities
• Supporting the implementation of the Conduct Risk Dashboard and general compliance reporting
• Overseeing business due diligence on brokers, partners and suppliers
• Reviewing and drafting business policies and procedures
• Operational Risk management
• Supporting the Head of Compliance in the execution of the agreed Compliance Plan
• Making improvements to enhance all aspects of Compliance for the business

You will have previous compliance monitoring experience and will also ideally have experience and understanding of operational risk. You will have a good understanding of the FCA regulatory framework and will preferably have experience in a lending (consumer or business) environment. You will have a passion for FinTech and will possess an agile mindset with the ability to manage competing priorities in a fast-paced business environment. Superior communication skills are essential.


Salary:£30k - £35k + bonus + benefits


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