Compliance Monitoring Specialist

Isn’t it time you joined a Mortgage business as ambitious as you are?

This is an opportunity to take your career on to the next level with an innovative mortgage lender that’s enjoying considerable growth. It’s been a really exciting journey so far and they’ve got an exciting future ahead. This is your chance to be part of it.

You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.

Oh, and you’ll also be able to work predominantly from home, although you will need to travel to their Glasgow office for a couple of days each month.

Reporting into the Head of Compliance, you’ll provide assurance that the firm continues to meet all regulatory requirements. You’ll create, review and update the Compliance Monitoring Plan where appropriate and lead compliance monitoring reviews in line with the plan, including thematic and flash reviews as and when required.

In addition, you’ll draft and prepare full and executive summary reports, presenting your findings and work closely with colleagues in both 1st and 2nd line to assist with the delivery of any recommendations arising from these compliance monitoring reviews.

You’ll have gained strong Compliance Monitoring experience at a senior level (planning and execution) in a mortgage environment (lender or broker) and be an MCOB subject matter expert. You’ll have the ability to effectively communicate compliance matters across all levels of a business and possess excellent presentation and stakeholder management skills.


Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] We’ll pick it up from there.

Company:Innovative Mortgage Lender

Location:United Kingdom

Workplace: Remote Working

Salary:£45k - £55k + benefits


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