Compliance Officer (CASS)

A Compliance Officer with a good understanding and solid experience of CASS regulations is required by a fast-growing FinTech at a very exciting stage of their development. Please only apply if you have strong CASS regulatory knowledge along with broad compliance experience.

This is a newly created 2nd Line compliance role with a broad focus that goes beyond purely CASS compliance. Its responsibilities will include:

Working closely with Product and other departments in relation to cash savings products
Providing Compliance oversight of CASS through monitoring and reviews
Implementing relevant CASS monitoring and reporting to control risks
Contributing to broader compliance work, including thematic reviews, to continually enhance controls
Assisting with regulatory and other ad hoc projects to deliver change
Assisting in preparing and maintaining policies and procedures
Investigating complaints to conclude on the appropriate outcome
Reviewing and approving financial promotions and communications

You will have several years’ broad compliance experience in 2nd line functions together with at least 2-3 years’ CASS compliance experience. You will have a proven track record of identifying and implementing business process improvements and possess exceptional communication skills. Previous experience in a start-up or similarly fast-paced environment would be advantageous but is not essential.

We offer what we believe is the best Candidate Referral Scheme in the Midlands market. Refer a friend or colleague to us and receive up to £500 in cash if we assist them in securing a new role. Contact us for more details.


Salary:£40k - £50k + benefits


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