Head of Compliance & MLRO (SMF16 & SMF17)

Isn’t it time you joined a Mortgage business as ambitious as you are? And one that prioritises your well-being as well as your development?

You’ll be working for an ambitious and innovative mortgage broker that has already had a huge impact on the UK mortgage market. They’ve enjoyed a fantastic journey to date but there’s still plenty more to come.

You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. And you can work from anywhere in the UK.

Reporting into the CEO and managing a small but highly experienced team, you’ll play a pivotal role in driving a positive culture across the business, championing the profile of Risk & Compliance to ensure that R&C is seen as a key stakeholder and point of focus in strategic change.

You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the business meets its customers’ needs, its regulatory requirements and its business objectives.

This is a very broad, hands-on role that includes financial crime management as MLRO as well as GDPR management in the capacity of DPO, in addition to Compliance Advice, Monitoring and Assurance.

You’ll already have proven experience in a Compliance leadership role, ideally as an SMF16 & SMF17, within a mortgage business (intermediary or lender). You’ll need to have experience of ICO DPA / GDPR regulations as well as a strong working knowledge of relevant FCA sourcebooks (MCOB, ICOB, DISP, SYSC etc.).

In addition it would be great if you’ve had experience of developing and implementing Risk & Compliance frameworks, policies and procedures.


Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] We’ll pick it up from there.

Company:Leading FinTech Mortgage Brokerage

Location:United Kingdom

Workplace: Remote Working

Salary:£80k - £120k + benefits


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