Head of Compliance (SMF16)

Are you ready for a new challenge, testing yourself at the forefront of Mortgage Broking technology?

You’ve probably taken your current role as far as you can, learning a great deal along the way. It’s now time for a new challenge and to put into practice all that you’ve learnt.

This is an opportunity to use all of your experience to build out a best-in-class compliance function as an integral member of the leadership team.

You’ll continue to develop the firm’s Compliance and Risk strategies, frameworks and policies whilst also providing strategic compliance advice to the Board. You’ll also design, execute and deliver the Compliance Monitoring Plan.

Your remit will cover everything from Financial Crime to SMCR, from T&C to GDPR. This is a broad, challenging role, where you’ll never be too far from the coalface. Those who prefer not to get their hands dirty need not apply.

In return you’ll have the opportunity to work for a highly people-centric, multi award winning FinTech mortgage broker that is already making waves in the industry. You’ll enjoy a high level of autonomy, and you’ll have a seat at the top table.

You’ll benefit from the firm’s flexible working policy, meaning you can work from home, or the office, as much as you like. Where you work is completely up to you.

You’ll already be an FCA approved person or be keen to take on the SMF16 responsibility. You’ll have gained considerable Compliance experience in the Mortgage arena, and know your way around relevant regulations (MCOB, SYSC, DISP etc.) like the back of your hand.

You’re likely to have a proven track record of developing compliance frameworks, policies and procedures. And you’ll possess exceptional communication and stakeholder management skills.

Does this sound like you? Are you up for the challenge?

If so, click apply and send over your CV.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at [email protected] telling me that you’re interested. We’ll pick it up from there.

Company:Mortgage Broking FinTech

Location:United Kingdom

Workplace: Remote Working



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