Looking for a flexible working opportunity that does not mean putting your career on hold?
Or simply looking for a stepping stone to an SMF16 role?
This is an opportunity to do exactly that.
It’s part-time, 3 days a week. Which days you work is up to you.
You’ll also be able to work predominantly from home, with just 2 days a month spent in the office (Canary Wharf, London).
From a career development perspective, this role will evolve into a Head of Compliance (SMF16) post in due course. As I said, there’s no need to put your career on hold!
You’ll be working for a growing Financial Services group operating across wealth planning, insurance, workplace pensions and international payments that combines personal, human advice with the use of innovative technology.
Managing 1 direct report and reporting into the CEO (who currently holds the SMF16), you’ll be the Compliance lead for all day-to-day business matters. You’ll develop and maintain a comprehensive Compliance strategy tailored to each division within the Group, monitoring and interpreting relevant laws, regulations and industry standards accordingly.
You’ll create, revise and implement Compliance policies and procedures and communicate Compliance expectations clearly to all stakeholders.
In addition, you’ll conduct regular risk assessments and establish
You’ll have gained strong Compliance experience in a wealth management or investment management environment, with a good working knowledge of relevant regulations such as MiFID, DISP, SYSC, SMCR, AML and GDPR. You’ll be confident operating as ‘critical friend’, with the ability to proactively challenge the business to identify areas for improvement.
You’ll also have the ability to effectively communicate compliance matters across all levels of a business.
Interested?
Click apply.
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected]. We’ll pick it up from there.
