Part-time Head of Compliance (SMF16 & SMF17)

Are you looking for a challenging part-time role that offers plenty of flexibility?

You’ll be working for an ambitious and innovative private equity firm that is applying for Retail Permissions with the FCA. They see this role as being 1-2 days a week and are happy for you to work those hours across as many days as you wish, around any other commitments that you may have (personal or business). You can also work from home or the office, it’s up to you.

Reporting into the Managing Partner you’re first priority will be to oversee the successful application for Retail Permissions with the FCA. You’ll act as a Compliance subject matter expert for the business, providing support and guidance to the leadership team.

You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the business meets its investors’ needs, its regulatory requirements and its business objectives.

You’ll already have proven experience in a Compliance leadership role as an SMF16 & SMF17 within the retail investments arena. Any previous experience of applying for retail permissions would be advantageous.


Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected] We’ll pick it up from there.

Company:Early Stage Retail Investments Firm


Workplace: Remote Working



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