Risk & Compliance Executive

A Risk & Compliance Executive is required by a FinTech scale-up operating in the business lending arena. The role involves compliance monitoring across the entire customer journey, from marketing through to complaints management as well as Operational Risk oversight. This is a newly created role based in London but has the flexibility to work from home 2-3 days a week.

Reporting into the International Head of Compliance, the responsibilities will include

• Implementing and reporting on the Compliance Monitoring Plan
• Delivering compliance monitoring across the business and managing remedial actions
• Managing risk assessments and other oversight activities
• Supporting the implementation of the Conduct Risk Dashboard and general compliance reporting
• Overseeing business due diligence on brokers, partners and suppliers
• Reviewing and drafting business policies and procedures
• Operational Risk management
• Supporting the International Head of Compliance in the execution of the agreed Compliance Plan
• Making improvements to enhance all aspects of Compliance for the business

You will have at least 1-2 years’ experience in a generalist Compliance role (not purely Financial crime or Client Onboarding) and will also ideally have experience and understanding of operational risk. You will have a good understanding of the FCA regulatory framework, whilst any experience of compliance in a lending (consumer or business) environment would be advantageous but is by no means essential. You will have a passion for FinTech and will possess an agile mindset with the ability to manage competing priorities in a fast-paced business environment. Superior communication skills are essential.


Salary:£30k - £35k + bonus + benefits


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